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Regain Compliance Control with Orion’s Brand-New Employee Trade Monitoring Tool

November 19 @ 11:00 am - 12:00 pm

Does your firm meet SEC requirements for personal securities trading? Orion’s newest compliance tool, Inform, enables compliance officers to automate employee trade monitoring to efficiently and proactively identify potential violations. Learn how to leverage Inform to maintain your Code of Ethics obligations and securely scale your business. Inform is available as a standalone personal securities trading tool for any advisory firm to use.

Details

Date:
November 19
Time:
11:00 am - 12:00 pm
Website:
https://orionadvisor.zoom.us/webinar/register/WN_cOai14WBRqmhgZ1R5sGmTg

Organizer

Orion Advisor Services

Venue

Orion Headquarters
17605 Wright Street
Omaha, 68130 United States
+ Google Map
Website:
http://https://orionadvisortech.com